SEC Form 4 · accession 0001023128-15-000064
LITHIA MOTORS INC · LAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan O Cain
Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 27, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 26, 2015 | M | 2,000 | $7.87 | A | 15,325 | D | |
| Class A Common Stock | Oct 26, 2015 | S | 2,000 | $115.9194 | D | 13,325 | D | |
| Class A Common StockF1 | holding | — | — | — | 2,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.87 | Oct 26, 2015 | M | 2,000 | D | Apr 27, 2011 | Apr 28, 2016 | Class A Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Shares held by The Cain Family Trust