SEC Form 4 · accession 0001144204-18-016458
ANI PHARMACEUTICALS INC · ANIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Holubow
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | M | 2,000 | $0.00 | A | 14,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $6.36 | Mar 20, 2018 | M | 2,000 | A | Jul 12, 2014 | Jul 11, 2023 | Commom Stock | 2,000 | 1,333 | D |