SEC Form 4 · accession 0000950103-26-011245
SUMITOMO MITSUI FINANCIAL GROUP, INC. · SMFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Takashi Kobayashi
Officer — Senior Managing Corporate EO
Period of report
Jul 24, 2026
Accepted (ET)
Jul 28, 2026 · 10:14 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001022837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 24, 2026 | A | 1,131 | — | A | 75,993 | D | |
| Common StockF2 | Jul 27, 2026 | A | 19,296 | — | A | 95,289 | D | |
| Common StockF3 | Jul 27, 2026 | D | 3,300 | $43.99 | D | 91,989 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- F2The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- F3A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).