SEC Form 4 · accession 0001301637-15-000004
STEEL DYNAMICS INC · STLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theresa E Wagler
Officer — Executive Vice President & CFO
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | M | 3,739 | $16.05 | A | 216,408 | D | |
| Common Stock | Nov 19, 2015 | F | 3,358 | $17.87 | D | 213,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $16.05 | Nov 19, 2015 | M | 3,739 | D | May 21, 2011 | Nov 21, 2015 | Common Stock | 3,739 | 0 | D |
Explanation of responses
- F1Acquisition of stock pursuant to exercise of employee stock option, exempt under Exchange Act Rule 16b-6(b) and Rule 16b-3(d)(1).
- F2Exercise of stock option exempt pursuant to Rule 16b-6(b).
- F3Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's exercise price under stock option in accordance with Exchange Act Rule 16b-3(d)(1) approved in advance by Compensation Committee and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).