SEC Form 4 · accession 0001022671-16-000008
STEEL DYNAMICS INC · STLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theresa E Wagler
Officer — Executive Vice President & CFO
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | M | 3,561 | $16.85 | A | 234,892 | D | |
| Common Stock | May 20, 2016 | M | 4,785 | $12.54 | A | 239,677 | D | |
| Common Stock | May 20, 2016 | F | 2,665 | $23.44 | D | 237,012 | D | |
| Common Stock | May 20, 2016 | F | 2,559 | $23.44 | D | 234,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $16.85 | May 20, 2016 | M | 3,561 | D | Nov 21, 2011 | May 21, 2016 | Common Stock | 3,561 | 0 | D |
| Employee Stock Option (right to buy) | $12.54 | May 20, 2016 | M | 4,785 | D | May 21, 2012 | Nov 21, 2016 | Common Stock | 4,785 | 0 | D |
Explanation of responses
- F1Acquisition of stock pursuant to exercise of employee stock option, exempt under Exchange Act Rule 16b-6(b) and Rule 16b-3(d)(1).
- F2Exercise of stock option exempt pursuant to Rule 16b-6(b).
- F3Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's exercise price under stock option in accordance with Exchange Act Rule 16b-3(d)(1) approved in advance by Compensation Committee and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).