SEC Form 4 · accession 0001112671-16-000004
INSEEGO CORP. · INSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Swenson
Officer — Chief Execuitve Officer · Director
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2016 | M | 16,949 | — | A | 1,049,468 | D | |
| Common Stock | Mar 14, 2016 | F | 7,420 | $1.66 | D | 1,042,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 14, 2016 | M | 16,949 | D | — | — | Common Stock | 16,949 | 16,949 | D |
Explanation of responses
- F1The Restricted Stock Units convert into common stock on one-for-one basis.
- F2Represents shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligation in connection with the net settlement of the Restricted Stock Units and does not represent a sale by the reporting person.
- F3On March 14, 2014, the reporting person was granted 50,847 Restricted Stock Units, vesting one-third annually beginning on the first anniversary of the award