SEC Form 4 · accession 0000950142-18-002430
INSEEGO CORP. · INSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
North Sound Trading, LP
10% Owner
North Sound Management, Inc.
10% Owner
Brian Miller
Director · 10% Owner
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2018 | P | 1,721,070 | $3.00 | A | 9,246,570 | D | |
| Common StockF2,F3,F4 | holding | — | — | — | 42,521 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation, which in turn is the general partner of North Sound Trading. Mr. Miller may be deemed to indirectly own the shares directly owned by North Sound Trading. Mr. Miller is a director of the Issuer.
- F2The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.
- F3The restricted stock units convert into common stock on a one-for-one basis.
- F4The shares are owned directly by Brian Miller.