SEC Form 4 · accession 0000950142-18-002101
INSEEGO CORP. · INSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
North Sound Trading, LP
10% Owner
North Sound Management, Inc.
10% Owner
Brian Miller
Director · 10% Owner
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 25, 2018 | A | 42,521 | $0.00 | A | 42,521 | D | |
| Common StockF4 | holding | — | — | — | 7,525,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.
- F2The restricted stock units convert into common stock on a one-for-one basis.
- F3The restricted stock units are owned directly by Mr. Miller.
- F4The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation, which in turn is the general partner of North Sound Trading. Mr. Miller is a director of the Issuer.