SEC Form 4 · accession 0000902664-17-003463
ULTRA PETROLEUM CORP · UPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FIR TREE INC.
10% Owner
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, no par value per share ("Common Shares")F2,F1 | Aug 24, 2017 | P | 480,748 | $8.0253 | A | 33,886,499 | I | See footnote |
| Common SharesF3,F1 | Aug 25, 2017 | P | 746,322 | $7.8286 | A | 34,632,821 | I | See footnote |
| Common SharesF4,F1 | Aug 28, 2017 | P | 322,829 | $7.6427 | A | 34,955,650 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
- F2The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.96 to $8.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
- F3The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.79 to $8.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
- F4The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.57 to $7.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.