SEC Form 4 · accession 0001193497-16-000001
GENESIS ENERGY LP · GEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen N Pape
Officer — SVP & Controller
Period of report
Aug 29, 2016
Accepted (ET)
Aug 29, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022321
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (payable in cash)F2,F1 | $36.46 | Aug 29, 2016 | M | 767 | D | Jan 1, 2010 | Aug 29, 2016 | Common Units | 767 | 0 | D |
Explanation of responses
- F1Exercise price represents the average of the closing price of common units for the ten days preceding the date of exercise
- F2Strike price for SARs exercised was $16.95 per right. Therefore reporting person received cash for each right exercised in the amount of the difference between the exercise price of $36.46 and the strike price of $16.95.