SEC Form 4 · accession 0001022321-18-000018
GENESIS ENERGY LP · GEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen N Pape
Officer — SVP & Controller
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 1:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units - Class A | Feb 14, 2018 | M | 4,790 | $20.92 | A | 156,921 | D | |
| Common Units - Class A | Feb 14, 2018 | D | 4,790 | $21.92 | D | 152,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (Payable in cash)F1 | $20.92 | Feb 14, 2018 | M | 4,790 | D | Feb 14, 2008 | Feb 14, 2018 | Common Units - Class A | 4,790 | 0 | D |
Explanation of responses
- F1The stock appreciation right provides the grantee the right to receive cash upon exercise of the right for the difference between the strike price and the average of the closing market price of GEL limited partnership units for the ten days preceding the date of exercise.