SEC Form 4 · accession 0001022321-16-000237
GENESIS ENERGY LP · GEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen N Pape
Officer — SVP & Controller
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 8:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022321
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (payable in cash)F2,F1 | $33.96 | Dec 15, 2016 | M | 4,254 | D | Jan 1, 2011 | Dec 29, 2016 | Common Units | 4,254 | 0 | D |
Explanation of responses
- F1Exercise price represents the average of the closing price of common units for the ten days preceding the date of exercise.
- F2Strike price for SARs exercised was $19.57 per right.