SEC Form 4 · accession 0001022321-15-000126
GENESIS ENERGY LP · GEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen N Pape
Officer — SVP & Controller
Period of report
Nov 12, 2015
Accepted (ET)
Nov 12, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022321
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (payable in cash)F2,F1 | $41.14 | Nov 12, 2015 | M | 3,071 | D | Dec 31, 2009 | Dec 31, 2015 | Common Units | 3,071 | 0 | D |
Explanation of responses
- F1Exercise price represents the average of the closing price of common units for the ten days preceding the date of exercise.
- F2Strike price for SARs exercised was $11.17 per right. Therefore reporting person received cash for each right exercised in the amount of the difference between the exercise price of $41.14 and the strike price of $11.17.