SEC Form 5 · accession 0001665583-18-000002
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Brian Norris
Officer — Pres - Invest. & Wealth Mgmt
Period of report
Dec 31, 2017
Accepted (ET)
Jan 5, 2018 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 2,000 | 2,000 | D |
| Incentive Stock Options (Right to Buy) | $18.52 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2025 | Common | 2,000 | 2,000 | D |
| Incentive Stock Options (Right to Buy) | $19.68 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2026 | Common | 3,529 | 3,529 | D |
| Incentive Stock Options (Right to Buy) | $28.15 | holding | — | — | — | Jan 31, 2018 | Jan 31, 2027 | Common | 4,531 | 4,531 | D |
Explanation of responses
- F1DOES INCLUDE 8,074 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 6,807.2249 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.