SEC Form 4 · accession 0001665583-17-000004
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Brian Norris
Officer — Pres - Invest. & Wealth Mgmt
Period of report
Jan 31, 2017
Accepted (ET)
Feb 6, 2017 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Shares Subject to Vesting)F1,F2 | Jan 31, 2017 | A | 2,524 | $0.00 | A | 19,734 | D | |
| CommonF1,F2 | holding | — | — | — | 19,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $28.15 | Jan 31, 2017 | A | 4,531 | A | Jan 31, 2018 | Jan 31, 2027 | Common | 4,531 | 4,531 | D |
Explanation of responses
- F1DOES INCLUDE 10,559 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 5265.4288 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.