SEC Form 4 · accession 0001630859-18-000008
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Conner
Officer — Executive Vice President
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Aug 21, 2018 | M | 667 | $16.88 | A | 10,257 | D | |
| CommonF1,F2 | Aug 21, 2018 | D | 587 | $28.90 | D | 9,670 | D | |
| CommonF3,F1,F2 | Aug 21, 2018 | F | 80 | $28.90 | D | 9,590 | D | |
| CommonF1,F2 | Aug 21, 2018 | M | 1,333 | $18.78 | A | 10,923 | D | |
| CommonF1,F2 | Aug 21, 2018 | D | 1,201 | $28.90 | D | 9,722 | D | |
| CommonF3,F1,F2 | Aug 21, 2018 | F | 132 | $28.90 | D | 9,590 | D | |
| CommonF1,F2 | Aug 21, 2018 | M | 1,333 | $18.52 | A | 10,923 | D | |
| CommonF1,F2 | Aug 21, 2018 | D | 1,196 | $28.90 | D | 9,727 | D | |
| CommonF3,F1,F2 | Aug 21, 2018 | F | 137 | $28.90 | D | 9,590 | D | |
| CommonF1,F2 | Aug 21, 2018 | M | 1,940 | $19.68 | A | 11,530 | D | |
| CommonF1,F2 | Aug 21, 2018 | D | 1,763 | $28.90 | D | 9,767 | D | |
| CommonF3,F1,F2 | Aug 21, 2018 | F | 177 | $28.90 | D | 9,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $16.88 | Aug 21, 2018 | M | 667 | D | Jan 31, 2015 | Jan 31, 2023 | Common | 667 | 0 | D |
| Stock Options (Right to Buy)F4 | $18.78 | Aug 21, 2018 | M | 1,333 | D | Jan 31, 2016 | Jan 31, 2024 | Common | 1,333 | 0 | D |
| Stock Options (Right to Buy)F4 | $18.52 | Aug 21, 2018 | M | 1,333 | D | Jan 31, 2017 | Jan 31, 2025 | Common | 1,333 | 667 | D |
| Stock Options (Right to Buy)F4 | $19.68 | Aug 21, 2018 | M | 1,940 | D | Jan 31, 2017 | Jan 31, 2026 | Common | 1,940 | 970 | D |
Explanation of responses
- F1DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F3SHARES USED TO PAY TAXES.
- F4Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.