SEC Form 4 · accession 0001630859-16-000013
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Conner
Officer — Executive Vice President
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 12, 2016 | M | 1,500 | $22.90 | A | 9,957 | D | |
| CommonF1,F2 | Dec 12, 2016 | D | 1,385 | $30.25 | D | 8,572 | D | |
| CommonF3,F1,F2 | Dec 12, 2016 | F | 115 | $30.25 | D | 8,457 | D | |
| CommonF1,F2 | Dec 12, 2016 | M | 1,500 | $14.80 | A | 9,957 | D | |
| CommonF1,F2 | Dec 12, 2016 | D | 1,258 | $30.25 | D | 8,699 | D | |
| CommonF3,F1,F2 | Dec 12, 2016 | F | 242 | $30.25 | D | 8,457 | D | |
| CommonF1,F2 | Dec 12, 2016 | M | 1,500 | $17.58 | A | 9,957 | D | |
| CommonF1,F2 | Dec 12, 2016 | D | 1,302 | $30.25 | D | 8,655 | D | |
| CommonF3,F1,F2 | Dec 12, 2016 | F | 198 | $30.25 | D | 8,457 | D | |
| CommonF1,F2 | Dec 12, 2016 | M | 667 | $18.78 | A | 9,124 | D | |
| CommonF1,F2 | Dec 12, 2016 | D | 588 | $30.25 | D | 8,536 | D | |
| CommonF3,F1,F2 | Dec 12, 2016 | F | 79 | $30.25 | D | 8,457 | D | |
| CommonF1,F2 | Dec 12, 2016 | M | 1,500 | $17.235 | A | 9,957 | D | |
| CommonF1,F2 | Dec 12, 2016 | D | 1,296 | $30.25 | D | 8,661 | D | |
| CommonF3,F1,F2 | Dec 12, 2016 | F | 204 | $30.25 | D | 8,457 | D | |
| CommonF1,F2 | Dec 12, 2016 | M | 1,333 | $16.88 | A | 9,790 | D | |
| CommonF1,F2 | Dec 12, 2016 | D | 1,148 | $30.25 | D | 8,642 | D | |
| CommonF3,F1,F2 | Dec 12, 2016 | F | 185 | $30.25 | D | 8,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $22.90 | Dec 12, 2016 | M | 1,500 | D | Jan 31, 2011 | Jan 31, 2019 | Common | 1,500 | 0 | D |
| Incentive Stock Options (Right to Buy) | $14.80 | Dec 12, 2016 | M | 1,500 | D | Jan 31, 2014 | Jan 31, 2022 | Common | 1,500 | 0 | D |
| Incentive Stock Options (Right to Buy) | $17.58 | Dec 12, 2016 | M | 1,500 | D | Jan 31, 2012 | Jan 31, 2020 | Common | 1,500 | 0 | D |
| Incentive Stock Options (Right to Buy) | $17.235 | Dec 12, 2016 | M | 1,500 | D | Jan 31, 2013 | Jan 31, 2021 | Common | 1,500 | 0 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | Dec 12, 2016 | M | 1,333 | D | Jan 31, 2015 | Jan 31, 2023 | Common | 1,333 | 667 | D |
| Incentive Stock Options (Right to Buy) | $18.78 | Dec 12, 2016 | M | 667 | D | Jan 31, 2016 | Jan 31, 2024 | Common | 667 | 1,333 | D |
Explanation of responses
- F1DOES INCLUDE 6,640 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 806.9633 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F3SHARES USED TO PAY TAXES.