SEC Form 5 · accession 0001587846-17-000002
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C. Jackson
Officer — President, Commercial Banking
Period of report
Dec 31, 2016
Accepted (ET)
Jan 23, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 4,500 | 4,500 | D |
| Non Qualified Stock Options (Right to Buy) | $19.68 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2026 | Common | 639 | 639 | D |
| Incentive Stock Options (Right to Buy) | $18.52 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2025 | Common | 4,500 | 4,500 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 4,500 | 4,500 | D |
| Incentive Stock Options (Right to Buy) | $19.68 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2026 | Common | 4,129 | 4,129 | D |
| Incentive Stock Options (Right to Buy) | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 2,000 | 2,000 | D |
Explanation of responses
- F1DOES INCLUDE 13,500 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 2,535.3634 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.