SEC Form 4 · accession 0001587846-16-000017
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C. Jackson
Officer — President, Commercial Banking
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Nov 21, 2016 | M | 2,000 | $14.80 | A | 29,712 | D | |
| CommonF1,F2 | Nov 21, 2016 | D | 1,654 | $27.35 | D | 28,058 | D | |
| CommonF3,F1,F2 | Nov 21, 2016 | F | 346 | $27.35 | D | 27,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $14.80 | Nov 21, 2016 | M | 2,000 | D | Jan 31, 2014 | Jan 31, 2022 | Common | 2,000 | 0 | D |
Explanation of responses
- F1DOES INCLUDE 5,535.3634 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F2DOES INCLUDE 13,500 RESTRICTED SHARES SUBJECT TO VESTING.
- F3SHARES USED TO PAY TAXES.