SEC Form 4 · accession 0001566245-18-000008
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Keim
Officer — Senior EVP
Period of report
Aug 22, 2018
Accepted (ET)
Aug 23, 2018 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Aug 22, 2018 | M | 667 | $16.88 | A | 35,731 | D | |
| CommonF1,F2 | Aug 22, 2018 | D | 588 | $28.70 | D | 35,143 | D | |
| CommonF1,F2 | Aug 22, 2018 | F | 79 | $28.70 | D | 35,064 | D | |
| CommonF1,F2 | Aug 22, 2018 | M | 1,333 | $18.78 | A | 36,397 | D | |
| CommonF1,F2 | Aug 22, 2018 | D | 1,202 | $28.70 | D | 35,195 | D | |
| CommonF1,F2 | Aug 22, 2018 | F | 131 | $28.70 | D | 35,064 | D | |
| CommonF1,F2 | Aug 22, 2018 | M | 2,500 | $18.52 | A | 37,564 | D | |
| CommonF1,F2 | Aug 22, 2018 | D | 2,247 | $28.70 | D | 35,317 | D | |
| CommonF1,F2 | Aug 22, 2018 | F | 253 | $28.70 | D | 35,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $16.88 | Aug 22, 2018 | M | 667 | D | Jan 31, 2015 | Jan 31, 2023 | Common | 667 | 0 | D |
| Stock Options (Right to Buy)F4 | $18.78 | Aug 22, 2018 | M | 1,333 | D | Jan 31, 2016 | Jan 31, 2024 | Common | 1,333 | 0 | D |
| Stock Options (Right to Buy)F4 | $18.52 | Aug 22, 2018 | M | 2,500 | D | Jan 31, 2017 | Jan 31, 2025 | Common | 2,500 | 2,000 | D |
Explanation of responses
- F1DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F3SHARES USED TO PAY TAXES.
- F4Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.