SEC Form 4 · accession 0001566245-18-000006
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Keim
Officer — Senior EVP
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Shares Subject to Vesting)F1,F2 | Mar 15, 2018 | A | 3,832 | $0.00 | A | 34,673 | D | |
| CommonF1,F2 | holding | — | — | — | 34,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $28.50 | Mar 15, 2018 | A | 7,245 | A | — | Mar 15, 2028 | Common | 7,245 | 7,245 | D |
Explanation of responses
- F1DOES INCLUDE 13,681 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 12,892.3532 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F3Stock options become exercisable at 33.3 percent per year for each of the following three years