SEC Form 4 · accession 0001454969-16-000008
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duane J Brobst
Officer — Sr EVP & Chief Risk Officer
Period of report
Jan 31, 2016
Accepted (ET)
Feb 2, 2016 · 8:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Shares Subject to Vesting)F1,F2 | Jan 31, 2016 | A | 3,059 | $0.00 | A | 35,060 | D | |
| CommonF1,F2 | holding | — | — | — | 35,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $19.68 | Jan 31, 2016 | A | 4,161 | A | Jan 31, 2017 | Jan 31, 2026 | Common | 4,161 | 4,161 | D |
Explanation of responses
- F1DOES INCLUDE 11,529 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 5,971.5704 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.