SEC Form 4 · accession 0001434242-15-000004
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen E Tejkl
Officer — Senior VP, Compliance Officer
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 15, 2015 | M | 1,500 | $17.235 | A | 2,610 | D | |
| CommonF1 | Dec 15, 2015 | M | 1,000 | $14.80 | A | 3,610 | D | |
| CommonF1 | Dec 15, 2015 | M | 500 | $16.88 | A | 4,110 | D | |
| CommonF2 | Dec 15, 2015 | S | 3,000 | $20.80 | D | 1,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $17.235 | Dec 15, 2015 | M | 1,500 | A | Jan 31, 2013 | Jan 31, 2021 | Common | 1,500 | 0 | D |
| Incentive Stock Options (Right to Buy) | $14.80 | Dec 15, 2015 | M | 1,000 | A | Jan 31, 2014 | Jan 31, 2022 | Common | 1,000 | 500 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | Dec 15, 2015 | M | 500 | A | Jan 31, 2015 | Jan 31, 2023 | Common | 500 | 1,000 | D |
Explanation of responses
- F1DOES INCLUDE 1,110.4999 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F2ALL SHARES WERE ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.