SEC Form 4 · accession 0001415199-18-000014
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Schweitzer
Officer — President & CEO · Director
Period of report
Aug 30, 2018
Accepted (ET)
Sep 4, 2018 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Aug 30, 2018 | M | 7,000 | $16.88 | A | 65,029 | D | |
| CommonF1,F2 | Aug 30, 2018 | D | 6,177 | $28.30 | D | 58,852 | D | |
| CommonF3,F1,F2 | Aug 30, 2018 | F | 823 | $28.30 | D | 58,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $16.88 | Aug 30, 2018 | M | 7,000 | D | Jan 31, 2015 | Jan 31, 2023 | Common | 7,000 | 0 | D |
Explanation of responses
- F1DOES INCLUDE 25,950 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 11,900.7301 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F3SHARES USED TO PAY TAXES.
- F4Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.