SEC Form 5 · accession 0001415199-18-000002
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Schweitzer
Officer — President & CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 5, 2018 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 29, 2017 | G | 450 | $28.05 | D | 54,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 4,500 | 4,500 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 7,000 | 7,000 | D |
| Incentive Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 8,045 | 8,045 | D |
| Non Qualified Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 955 | 955 | D |
| Incentive Stock Options (Right to Buy) | $18.52 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2025 | Common | 5,588 | 5,588 | D |
| Non Qualified Stock Options (Right to Buy) | $18.52 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2025 | Common | 3,412 | 3,412 | D |
| Incentive Stock Options (Right to Buy) | $19.68 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2026 | Common | 2,258 | 2,258 | D |
| Non Qualified Stock Options (Right to Buy) | $19.68 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2026 | Common | 11,364 | 11,364 | D |
| Incentive Stock Options (Right to Buy) | $28.15 | holding | — | — | — | Jan 31, 2018 | Jan 31, 2027 | Common | 3,552 | 3,552 | D |
| Non Qualified Stock Options (Right to Buy) | $28.15 | holding | — | — | — | Jan 31, 2018 | Jan 31, 2027 | Common | 8,725 | 8,725 | D |
Explanation of responses
- F1DOES INCLUDE 27,518 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 10,942.3678 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.