SEC Form 4 · accession 0001415199-16-000020
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Schweitzer
Officer — President & CEO · Director
Period of report
Sep 22, 2016
Accepted (ET)
Dec 1, 2016 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Sep 22, 2016 | G | 700 | $23.78 | D | 51,144 | D | |
| CommonF1,F3 | Nov 30, 2016 | M | 6,000 | $21.11 | A | 57,606 | D | |
| CommonF1,F3 | Nov 30, 2016 | D | 5,403 | $28.55 | D | 52,203 | D | |
| CommonF4,F1,F3 | Nov 30, 2016 | F | 597 | $28.55 | D | 51,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $21.11 | Nov 30, 2016 | M | 6,000 | D | Dec 31, 2009 | Dec 31, 2017 | Common | 6,000 | 0 | D |
Explanation of responses
- F1DOES INCLUDE 29,825 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 8,825.3499 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F3DOES INCLUDE 9,287.1487 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F4SHARES USED TO PAY TAXES.