SEC Form 5 · accession 0001415199-16-000008
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Schweitzer
Officer — President & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 12, 2016 · 9:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 18, 2015 | G | 600 | $20.84 | D | 44,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $21.11 | holding | — | — | — | Dec 31, 2009 | Dec 31, 2017 | Common | 6,000 | 6,000 | D |
| Incentive Stock Options (Right to Buy) | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 4,500 | 4,500 | D |
| Incentive Stock Options (Right to Buy) | $14.80 | holding | — | — | — | Jan 31, 2014 | Jan 31, 2022 | Common | 4,500 | 4,500 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 7,000 | 7,000 | D |
| Incentive Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 8,045 | 8,045 | D |
| Non Qualified Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 955 | 955 | D |
| Incentive Stock Options (Right to Buy) | $18.52 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2025 | Common | 5,588 | 5,588 | D |
| Non Qualified Stock Options (Right to Buy) | $18.52 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2025 | Common | 3,412 | 3,412 | D |
Explanation of responses
- F1DOES INCLUDE 27,113 SHARES OF RESTRICTED STOCK SUBJECT TO VESTING.
- F2DOES INCLUDE 7,435.5041 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.