SEC Form 4 · accession 0001408844-17-000007
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E Liddle
Officer — SVP & Controller
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 14, 2017 | M | 500 | $18.52 | A | 6,419 | D | |
| CommonF1 | Feb 14, 2017 | D | 329 | $28.15 | D | 6,090 | D | |
| CommonF2,F1 | Feb 14, 2017 | F | 63 | $28.15 | D | 6,027 | D | |
| CommonF1 | Feb 14, 2017 | M | 500 | $19.68 | A | 6,527 | D | |
| CommonF1 | Feb 14, 2017 | D | 350 | $28.15 | D | 6,177 | D | |
| CommonF2,F1 | Feb 14, 2017 | F | 56 | $28.15 | D | 6,121 | D | |
| CommonF1 | Feb 14, 2017 | M | 500 | $18.78 | A | 6,621 | D | |
| CommonF1 | Feb 14, 2017 | D | 334 | $28.15 | D | 6,287 | D | |
| CommonF2,F1 | Feb 14, 2017 | F | 61 | $28.15 | D | 6,226 | D | |
| CommonF1 | Feb 14, 2017 | M | 500 | $16.88 | A | 6,726 | D | |
| CommonF1 | Feb 14, 2017 | D | 299 | $28.15 | D | 6,427 | D | |
| CommonF2,F1 | Feb 14, 2017 | F | 74 | $28.15 | D | 6,353 | D | |
| Common | holding | — | — | — | 69 | I | Mary E. Liddle - Custodian FBO Broderick Benfield | |
| Common | holding | — | — | — | 15 | I | Mary E. Liddle - Custodian FBO W. Alexander Liddle |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $18.52 | Feb 14, 2017 | M | 500 | D | Jan 31, 2017 | Jan 31, 2025 | Common | 500 | 1,000 | D |
| Incentive Stock Options (Right to Buy) | $19.68 | Feb 14, 2017 | M | 500 | D | Jan 31, 2017 | Jan 31, 2026 | Common | 500 | 1,000 | D |
| Incentive Stock Options (Right to Buy) | $18.78 | Feb 14, 2017 | M | 500 | D | Jan 31, 2016 | Jan 31, 2024 | Common | 500 | 500 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | Feb 14, 2017 | M | 500 | D | Jan 31, 2015 | Jan 31, 2023 | Common | 500 | 0 | D |
Explanation of responses
- F1DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F2SHARES USED TO PAY TAXES.