SEC Form 4 · accession 0001408844-16-000010
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E Liddle
Officer — SVP & Controller
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Nov 21, 2016 | M | 500 | $18.78 | A | 5,980 | D | |
| CommonF1 | Nov 21, 2016 | D | 344 | $27.35 | D | 5,636 | D | |
| CommonF2,F1 | Nov 21, 2016 | F | 48 | $27.35 | D | 5,588 | D | |
| CommonF1 | Nov 21, 2016 | M | 1,000 | $16.88 | A | 6,588 | D | |
| CommonF1 | Nov 21, 2016 | D | 617 | $27.35 | D | 5,971 | D | |
| CommonF2,F1 | Nov 21, 2016 | F | 117 | $27.35 | D | 5,854 | D | |
| Common | holding | — | — | — | 69 | I | Mary E. Liddle - Custodian FBO Broderick Benfield | |
| Common | holding | — | — | — | 15 | I | Mary E. Liddle - Custodian FBO W. Alexander Liddle |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $18.78 | Nov 21, 2016 | M | 500 | D | Jan 31, 2016 | Jan 31, 2024 | Common | 500 | 1,000 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | Nov 21, 2016 | M | 1,000 | D | Jan 31, 2015 | Jan 31, 2023 | Common | 1,000 | 500 | D |
Explanation of responses
- F1DOES INCLUDE 4,192.9397 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F2SHARES USED TO PAY TAXES.