SEC Form 4 · accession 0001408844-16-000008

UNIVEST FINANCIAL Corp · UVSP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Controller

Period of report

Nov 9, 2016

Accepted (ET)

Nov 14, 2016 · 3:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000102212

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common^F1	Nov 9, 2016	M	1,500	$17.235	A	5,693	D
Common^F1	Nov 9, 2016	D	1,071	$24.15	D	4,622	D
Common^F2,F1	Nov 9, 2016	F	158	$24.15	D	4,464	D
Common^F1	Nov 9, 2016	M	1,500	$14.80	A	5,964	D
Common^F1	Nov 9, 2016	D	919	$24.15	D	5,045	D
Common^F2,F1	Nov 9, 2016	F	214	$24.15	D	4,831	D
Common^F1	Nov 9, 2016	M	6,000	$21.11	A	10,831	D
Common^F1	Nov 9, 2016	D	5,245	$24.15	D	5,586	D
Common^F2,F1	Nov 9, 2016	F	278	$24.15	D	5,308	D
Common^F1	Nov 9, 2016	M	1,000	$17.58	A	6,308	D
Common^F1	Nov 9, 2016	D	728	$24.15	D	5,580	D
Common^F2,F1	Nov 9, 2016	F	100	$24.15	D	5,480	D
Common	holding	—	—		—	69	I	Mary E. Liddle - Custodian FBO Broderick Benfield
Common	holding	—	—		—	15	I	Mary E. Liddle - Custodian FBO W. Alexander Liddle

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Incentive Stock Options (Right to Buy)	$17.235	Nov 9, 2016	M	1,500	D	Jan 31, 2013	Jan 31, 2021	Common	1,500	D
Incentive Stock Options (Right to Buy)	$14.80	Nov 9, 2016	M	1,500	D	Jan 31, 2014	Jan 31, 2022	Common	1,500	D
Incentive Stock Options (Right to Buy)	$21.11	Nov 9, 2016	M	6,000	D	Dec 31, 2009	Dec 31, 2017	Common	6,000	D
Incentive Stock Options (Right to Buy)	$17.58	Nov 9, 2016	M	1,000	D	Jan 31, 2012	Jan 31, 2020	Common	1,000	D

F1DOES INCLUDE 4,192.9397 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
F2VESTED SHARES USED TO PAY TAXES.