SEC Form 4 · accession 0001408844-16-000006
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E Liddle
Officer — SVP & Controller
Period of report
Jan 31, 2016
Accepted (ET)
Feb 2, 2016 · 9:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | holding | — | — | — | 3,973 | D | ||
| Common | holding | — | — | — | 69 | I | Mary E. Liddle - Custodian FBO Broderick Benfield | |
| Common | holding | — | — | — | 15 | I | Mary E. Liddle - Custodian FBO W. Alexander Liddle |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $19.68 | Jan 31, 2016 | A | 1,500 | A | Jan 31, 2017 | Jan 31, 2026 | Common | 1,500 | 1,500 | D |
Explanation of responses
- F1DOES INCLUDE 3,935.6409 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.