SEC Form 5 · accession 0001405428-19-000002
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Deacon
Officer — Senior EVP and CFO
Period of report
Dec 31, 2018
Accepted (ET)
Jan 15, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $28.15 | holding | — | — | — | Jan 31, 2018 | Jan 31, 2027 | Common | 4,688 | 4,688 | D |
| Stock Options (Right to Buy)F3 | $28.50 | holding | — | — | — | Mar 15, 2019 | Mar 15, 2028 | Common | 5,120 | 5,120 | D |
Explanation of responses
- F1DOES INCLUDE 5,319 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 809.8463 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F3AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.