SEC Form 4 · accession 0001331836-16-000008
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Schlosser
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 8, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2,F3 | Jul 1, 2016 | J | 973 | — | A | 4,160 | D | |
| CommonF4 | Jul 1, 2016 | J | 778 | — | A | 1,621 | I | Spouse |
| Common | holding | — | — | — | 8,433 | I | Quarta Trust | |
| Common | holding | — | — | — | 15,000 | I | Co-Trustee - Mark A. Schlosser Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RECEIVED IN EXCHANGE FOR 1,000 SHARES OF FOX CHASE BANCORP, INC. AS A RESULT OF THE MERGER OF FOX CHASE WITH AND INTO UNIVEST. ON THE EFFECTIVE DATE OF THE MERGER, THE CLOSING PRICE OF FOX CHASE COMMON STOCK WAS $20.34 AND THE CLOSING PRICE OF UNIVEST COMMON STOCK WAS $21.02.
- F2DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.
- F3DOES INCLUDE 187.2053 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F4RECEIVED IN EXCHANGE FOR 800 SHARES OF FOX CHASE BANCORP, INC. AS A RESULT OF THE MERGER OF FOX CHASE WITH AND INTO UNIVEST. ON THE EFFECTIVE DATE OF THE MERGER, THE CLOSING PRICE OF FOX CHASE COMMON STOCK WAS $20.34 AND THE CLOSING PRICE OF UNIVEST COMMON STOCK WAS $21.02.