SEC Form 4 · accession 0001201787-19-000008
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K Leon Moyer
Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Feb 15, 2019 | M | 7,000 | $17.235 | A | 83,461 | D | |
| CommonF1,F2 | Feb 15, 2019 | D | 6,262 | $24.97 | D | 77,199 | D | |
| CommonF3,F1,F2 | Feb 15, 2019 | F | 738 | $24.97 | D | 76,461 | D | |
| CommonF1,F2 | Feb 19, 2019 | M | 7,000 | $14.80 | A | 83,461 | D | |
| CommonF1,F2 | Feb 19, 2019 | D | 6,045 | $25.52 | D | 77,416 | D | |
| CommonF3,F1,F2 | Feb 19, 2019 | F | 955 | $25.52 | D | 76,461 | D | |
| Common | holding | — | — | — | 1,068 | I | Spouse | |
| Common | holding | — | — | — | 5,905 | I | Mother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $17.235 | Feb 15, 2019 | M | 7,000 | D | Jan 31, 2013 | Jan 31, 2021 | Common | 7,000 | 0 | D |
| Stock Options (Right to Buy)F4 | $14.80 | Feb 19, 2019 | M | 7,000 | D | Jan 31, 2014 | Jan 31, 2022 | Common | 7,000 | 0 | D |
Explanation of responses
- F1DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F3SHARES USED TO PAY TAXES.
- F4AT THE GRANT DATE, STOCK OPTIONS WERE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.