SEC Form 5 · accession 0001201787-19-000002
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K Leon Moyer
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 9, 2019 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 20, 2018 | G | 1,450 | $21.055 | D | 76,504 | D | |
| Common | holding | — | — | — | 1,068 | I | Spouse | |
| Common | holding | — | — | — | 5,905 | I | Mother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 7,000 | 7,000 | D |
| Stock Options (Right to Buy)F3 | $14.80 | holding | — | — | — | Jan 31, 2014 | Jan 31, 2022 | Common | 7,000 | 7,000 | D |
| Stock Options (Right to Buy)F3 | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 7,000 | 7,000 | D |
| Stock Options (Right to Buy)F3 | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 7,000 | 7,000 | D |
Explanation of responses
- F1DOES INCLUDE 2,739 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 18,039.6373 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F3AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.