SEC Form 5 · accession 0001201787-17-000002

UNIVEST FINANCIAL Corp · UVSP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2016

Accepted (ET)

Jan 13, 2017 · 4:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000102212

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common^F1,F2	Dec 16, 2016	G	125	$30.60	D	80,125	D
Common	holding	—	—		—	5,905	I	Mother
Common	holding	—	—		—	1,068	I	Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (Right to Buy)	$16.88	holding	—	—	—	Jan 31, 2015	Jan 31, 2023	Common	1,592	1,592	D
Incentive Stock Options (Right to Buy)	$17.235	holding	—	—	—	Jan 31, 2013	Jan 31, 2021	Common	6,415	6,415	D
Incentive Stock Options (Right to Buy)	$18.78	holding	—	—	—	Jan 31, 2016	Jan 31, 2024	Common	6,055	6,055	D
Incentive Stock Options (Right to Buy)	$14.80	holding	—	—	—	Jan 31, 2014	Jan 31, 2022	Common	6,986	6,986	D
Non-Qualified Stock Options (Right to Buy)	$17.235	holding	—	—	—	Jan 31, 2013	Jan 31, 2021	Common	585	585	D
Incentive Stock Options (Right to Buy)	$16.88	holding	—	—	—	Jan 31, 2015	Jan 31, 2023	Common	5,408	5,408	D
Non-Qualified Stock Options (Right to Buy)	$14.80	holding	—	—	—	Jan 31, 2014	Jan 31, 2022	Common	14	14	D
Non-Qualified Stock Options (Right to Buy)	$18.78	holding	—	—	—	Jan 31, 2016	Jan 31, 2024	Common	945	945	D

F1DOES INCLUDE 12,100 RESTRICTED SHARES SUBJECT TO VESTING.
F2DOES INCLUDE 19,153.2290 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.