SEC Form 4 · accession 0001201787-16-000017

UNIVEST FINANCIAL Corp · UVSP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 28, 2016

Accepted (ET)

Nov 30, 2016 · 1:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000102212

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common^F1,F2	Nov 28, 2016	M	337	$22.90	A	80,587	D
Common^F1,F2	Nov 28, 2016	D	312	$27.95	D	80,275	D
Common^F3,F1,F2	Nov 28, 2016	F	25	$27.95	D	80,250	D
Common^F1,F2	Nov 28, 2016	M	4,663	$22.90	A	84,913	D
Common^F1,F2	Nov 28, 2016	D	4,319	$27.95	D	80,594	D
Common^F3,F1,F2	Nov 28, 2016	F	344	$27.95	D	80,250	D
Common^F1,F2	Nov 28, 2016	M	13,500	$21.11	A	93,750	D
Common^F1,F2	Nov 28, 2016	D	12,143	$27.95	D	81,607	D
Common^F3,F1,F2	Nov 28, 2016	F	1,357	$27.95	D	80,250	D
Common	holding	—	—		—	5,905	I	Mother
Common	holding	—	—		—	1,068	I	Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Qualified Stock Options (Right to Buy)	$22.90	Nov 28, 2016	M	337	D	Jan 31, 2011	Jan 31, 2019	Common	337	D
Incentive Stock Options (Right to Buy)	$22.90	Nov 28, 2016	M	4,663	D	Jan 31, 2011	Jan 31, 2019	Common	4,663	D
Incentive Stock Options (Right to Buy)	$21.11	Nov 28, 2016	M	13,500	D	Dec 31, 2009	Dec 31, 2017	Common	13,500	D

F1DOES INCLUDE 12,100 RESTRICTED SHARES SUBJECT TO VESTING.
F2DOES INCLUDE 19,278.2290 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
F3SHARES USED TO PAY TAXES.