SEC Form 5 · accession 0001201787-16-000007
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K Leon Moyer
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 8, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 21, 2015 | G | 750 | $20.665 | D | 82,480 | D | |
| CommonF2,F3 | Dec 18, 2015 | G | 125 | $20.71 | D | 82,355 | D | |
| Common | holding | — | — | — | 5,905 | I | Mother | |
| Common | holding | — | — | — | 1,068 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $21.11 | holding | — | — | — | Dec 31, 2009 | Dec 31, 2017 | Common | 13,500 | 13,500 | D |
| Non-Qualified Stock Options (Right to Buy) | $22.90 | holding | — | — | — | Jan 31, 2011 | Jan 31, 2019 | Common | 337 | 337 | D |
| Incentive Stock Options (Right to Buy) | $22.90 | holding | — | — | — | Jan 31, 2011 | Jan 31, 2019 | Common | 4,663 | 4,663 | D |
| Incentive Stock Options (Right to Buy) | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 6,415 | 6,415 | D |
| Non-Qualified Stock Options (Right to Buy) | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 585 | 585 | D |
| Incentive Stock Options (Right to Buy) | $14.80 | holding | — | — | — | Jan 31, 2014 | Jan 31, 2022 | Common | 6,986 | 6,986 | D |
| Non-Qualified Stock Options (Right to Buy) | $14.80 | holding | — | — | — | Jan 31, 2014 | Jan 31, 2022 | Common | 14 | 14 | D |
| Non-Qualified Stock Options (Right to Buy) | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 1,592 | 1,592 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 5,408 | 5,408 | D |
| Incentive Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 6,055 | 6,055 | D |
| Non-Qualified Stock Options (Right to Buy) | $18.78 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2024 | Common | 945 | 945 | D |
Explanation of responses
- F1DOES INCLUDE 13,956.0560 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
- F2DOES INCLUDE 19,652 SHARES OF RESTRICTED STOCK SUBJECT TO VESTING.
- F3DOES INCLUDE 13,831.0560 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.