SEC Form 5 · accession 0001201781-17-000002
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Gregory Shelly
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 25, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 29, 2016 | G | 1,200 | $30.7025 | D | 105,261 | D | |
| CommonF1,F3 | Dec 29, 2016 | G | 350 | $23.00 | D | 104,911 | D | |
| CommonF4 | holding | — | — | — | 10,187 | I | Spouse | |
| CommonF5 | holding | — | — | — | 1,249 | I | Custodian for Laura C. Shelly | |
| CommonF6 | holding | — | — | — | 1,085 | I | Custodian for Zachary W. Shelly | |
| Common | holding | — | — | — | 4,009 | I | Trustee for Shelly E. Slotter | |
| Common | holding | — | — | — | 10,863 | I | Irrevocable Trust for Zachary W. Shelly | |
| CommonF7 | holding | — | — | — | 15,205 | I | Irrevocable Trust for Laura C. Shelly |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF8,F9 | — | holding | — | — | — | — | — | Common | 11,349 | 11,349 | D |
Explanation of responses
- F1DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 85,016.1250 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F3DOES INCLUDE 84,666.1250 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F4DOES INCLUDE 9,609.2184 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F5DOES INCLUDE 549.4501 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F6DOES INCLUDE 508.0258 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F7DOES INCLUDE 3,509.1174 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F8NO LONGER PARTICIPATING IN DEFERRALS.
- F9PHANTOM STOCK RIGHTS ARE EXERCISABLE AT RETIREMENT.