SEC Form 5 · accession 0001199487-17-000002
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Aichele
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 20, 2017 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 2, 2016 | G | 2,000 | $28.80 | D | 144,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Options (Right to Buy) | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 873 | 873 | D |
| Incentive Stock Options (Right to Buy) | $17.235 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2021 | Common | 8,127 | 8,127 | D |
| Non Qualified Stock Options (Right to Buy) | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 2,770 | 2,770 | D |
| Incentive Stock Options (Right to Buy) | $14.80 | holding | — | — | — | Jan 31, 2014 | Jan 31, 2022 | Common | 9,000 | 9,000 | D |
| Incentive Stock Options (Right to Buy) | $16.88 | holding | — | — | — | Jan 31, 2015 | Jan 31, 2023 | Common | 6,230 | 6,230 | D |
Explanation of responses
- F1DOES INCLUDE 6,325 RESTRICTED SHARES SUBJECT TO VESTING.
- F2DOES INCLUDE 207.1030 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.