SEC Form 4 · accession 0001199487-16-000018
UNIVEST FINANCIAL Corp · UVSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Aichele
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Nov 28, 2016 | M | 20,211 | $21.11 | A | 166,216 | D | |
| CommonF1,F2 | Nov 28, 2016 | D | 18,623 | $27.95 | D | 147,593 | D | |
| CommonF3,F1,F2 | Nov 28, 2016 | F | 1,588 | $27.95 | D | 146,005 | D | |
| CommonF1,F2 | Nov 28, 2016 | M | 6,789 | $21.11 | A | 152,794 | D | |
| CommonF1,F2 | Nov 28, 2016 | D | 6,261 | $27.95 | D | 146,533 | D | |
| CommonF3,F1,F2 | Nov 28, 2016 | F | 528 | $27.95 | D | 146,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to Buy) | $21.11 | Nov 28, 2016 | M | 20,211 | D | Dec 31, 2009 | Dec 31, 2017 | Common | 20,211 | 0 | D |
| Non Qualified Stock Options (Right to Buy) | $21.11 | Nov 28, 2016 | M | 6,789 | D | Dec 31, 2009 | Dec 31, 2017 | Common | 6,789 | 0 | D |
Explanation of responses
- F1DOES INCLUDE 207.1030 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.
- F2DOES INCLUDE 6,325 RESTRICTED SHARES SUBJECT TO VESTING.
- F3SHARES USED TO PAY TAXES.