SEC Form 4 · accession 0001022079-18-000011
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Rusckowski
Officer — Chairman, President and CEO · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | M | 106,840 | $58.175 | A | 272,956 | D | |
| Common Stock | Jan 29, 2018 | S | 106,840 | $107.00 | D | 166,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $58.175 | Jan 29, 2018 | M | 106,840 | D | — | May 1, 2022 | Common Stock | 106,840 | 0 | D |
Explanation of responses
- F1This exercise and sale reported were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 3, 2017.
- F2The options vested in three equal annual installments beginning with the first on May 1, 2013, the second on May 1, 2014 and the final on May 1, 2015.