SEC Form 4 · accession 0001022079-17-000178
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Rusckowski
Officer — Chairman, President and CEO · Director
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 53,933 | $58.175 | A | 220,049 | D | |
| Common StockF2 | Sep 11, 2017 | S | 53,933 | $108.164 | D | 166,116 | D | |
| Common Stock | Sep 12, 2017 | M | 5,302 | $58.175 | A | 171,418 | D | |
| Common StockF3 | Sep 12, 2017 | S | 5,302 | $108.117 | D | 166,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $58.175 | Sep 11, 2017 | M | 53,933 | D | — | May 1, 2022 | Common Stock | 53,933 | 112,142 | D |
| Stock Options (Right to Buy)F4 | $58.175 | Sep 12, 2017 | M | 5,302 | D | — | May 1, 2022 | Common Stock | 5,302 | 106,840 | D |
Explanation of responses
- F1This exercise and sale reported were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 3, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $108.00 to $108.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $108.00 to $108.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The options vested in three annual installments beginning with the first on May 1, 2013, the second on May 1, 2014 and the final on May 1, 2015.