SEC Form 4 · accession 0001022079-17-000176
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Stanzione
Director
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2017 | M | 684 | $51.55 | A | 35,359 | D | |
| Common Stock | Sep 5, 2017 | M | 681 | $55.76 | A | 36,040 | D | |
| Common Stock | Sep 5, 2017 | M | 519 | $57.67 | A | 36,559 | D | |
| Common Stock | Sep 5, 2017 | M | 915 | $57.565 | A | 37,474 | D | |
| Common Stock | Sep 5, 2017 | M | 1,004 | $61.225 | A | 38,478 | D | |
| Common StockF2 | Sep 5, 2017 | S | 3,803 | $108.01 | D | 34,675 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $51.55 | Sep 5, 2017 | M | 684 | D | — | May 14, 2019 | Common Stock | 684 | 7,316 | D |
| Stock Options (Right to Buy)F4 | $55.76 | Sep 5, 2017 | M | 681 | D | — | May 6, 2020 | Common Stock | 681 | 7,319 | D |
| Stock Options (Right to Buy)F5 | $57.665 | Sep 5, 2017 | M | 519 | D | — | May 17, 2021 | Common Stock | 519 | 5,592 | D |
| Stock Options (Right to Buy)F6 | $57.565 | Sep 5, 2017 | M | 915 | D | — | May 11, 2022 | Common Stock | 915 | 4,268 | D |
| Stock Options (Right to Buy)F7 | $61.225 | Sep 5, 2017 | M | 1,004 | D | — | May 21, 2023 | Common Stock | 1,004 | 5,221 | D |
Explanation of responses
- F1This exercise and sale reported were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 3, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $108.00 to $108.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The options vested in three annual installments beginning with the first on May 14, 2010, the second on May 14, 2011 and the final on May 14, 2012.
- F4The options vested in three annual installments beginning with the first on May 6, 2011, the second on May 6, 2012 and the final on May 6, 2013.
- F5The options vested in three annual installments beginning with the first on May 17, 2012, the second on May 17, 2013 and the final on May 17, 2014.
- F6The options vested in three annual installments beginning with the first on May 11, 2013, the second on May 11, 2014 and the final on May 11, 2015.
- F7The options vested in three annual installments beginning with the first on May 21, 2014, the second on May 21, 2015 and the final on May 21, 2016.