SEC Form 4 · accession 0001022079-17-000021
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine T. Doherty
Officer — SVP, Clin. Franchise Solutions
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | F | 1,740 | $93.85 | D | 74,995 | D | |
| Common StockF2,F3 | holding | — | — | — | 3,767 | I | 401(k)/SDCP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the vesting of a previous grant of restricted share units.
- F2These underlying shares were acquired on a periodic basis by the trustee of the Company's tax qualified Profit Sharing (401(k)) and/or Supplemental Deferred Compensation Plan. The information was obtained from the plan administrator as of a current date. The number of shares is based on the account balance of the Company stock fund under each Plan (which includes some money market instruments) divided by the market price of the Company's stock as of that date.
- F3Due to an administrative oversight, this holding was inadvertently omitted from the Reporting Person's previous Form 4 filing dated January 30, 2017. The holding had been reported on all other preceding filings.