SEC Form 4 · accession 0001022079-16-000341
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Pfeiffer
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 8,000 | $51.55 | A | 30,008 | D | |
| Common StockF1 | Nov 15, 2016 | S | 8,000 | $85.012 | D | 22,008 | D | |
| Common Stock | Nov 15, 2016 | M | 8,000 | $55.76 | A | 30,008 | D | |
| Common StockF2 | Nov 15, 2016 | S | 8,000 | $84.938 | D | 22,008 | D | |
| Common Stock | Nov 15, 2016 | M | 6,111 | $57.665 | A | 28,119 | D | |
| Common StockF3 | Nov 15, 2016 | S | 6,111 | $85.065 | D | 22,008 | D | |
| Common Stock | Nov 15, 2016 | M | 6,111 | $57.565 | A | 28,119 | D | |
| Common StockF4 | Nov 15, 2016 | S | 6,111 | $85.088 | D | 22,008 | D | |
| Common Stock | Nov 15, 2016 | M | 6,111 | $61.225 | A | 28,119 | D | |
| Common StockF5 | Nov 15, 2016 | S | 6,111 | $85.184 | D | 22,008 | D | |
| Common StockF6,F7 | Nov 15, 2016 | S | 8,310 | $85.254 | D | 13,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F8 | $51.55 | Nov 15, 2016 | M | 8,000 | D | — | May 14, 2019 | Common Stock | 8,000 | 0 | D |
| Stock Options (Right to Buy)F9 | $55.76 | Nov 15, 2016 | M | 8,000 | D | — | May 6, 2020 | Common Stock | 8,000 | 0 | D |
| Stock Options (Right to Buy)F10 | $57.67 | Nov 15, 2016 | M | 6,111 | D | — | May 17, 2021 | Common Stock | 6,111 | 0 | D |
| Stock Options (Right to Buy)F11 | $57.565 | Nov 15, 2016 | M | 6,111 | D | — | May 11, 2022 | Common Stock | 6,111 | 0 | D |
| Stock Options (Right to Buy)F12 | $61.225 | Nov 15, 2016 | M | 6,111 | D | — | May 21, 2023 | Common Stock | 6,111 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $84.96 to $85.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F10The options vested in three annual installments beginning with the first on May 17, 2012, the second on May 17, 2013 and the final on May 17, 2014.
- F11The options vested in three annual installments beginning with the first on May 11, 2013, the second on May 11, 2014 and the final on May 11, 2015.
- F12The options vested in three annual installments beginning with the first on May 21, 2014, the second on May 21, 2015 and the final on May 21, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $84.82 to $84.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $85.01 to $85.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $85.01 to $85.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $85.09 to $85.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $85.11 to $85.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7The amount includes shares acquired via dividend reinvestment since the date of reporting person's last filing on Form 4 pursuant to the Amended and Restated Deferred Compensation Plan for Directors.
- F8The options vested in three annual installments beginning with the first on May 14, 2010, the second on May 14, 2011 and the final on May 14, 2012.
- F9The options vested in three annual installments beginning with the first on May 6, 2011, the second on May 6, 2012 and the final on May 6, 2013.