SEC Form 4 · accession 0001022079-16-000256
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Everett Cunningham
Officer — SVP, Commercial
Period of report
May 6, 2016
Accepted (ET)
May 9, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2016 | M | 949 | $56.12 | A | 32,649 | D | |
| Common Stock | May 6, 2016 | S | 949 | $76.00 | D | 31,700 | D | |
| Common Stock | May 6, 2016 | M | 42,586 | $52.165 | A | 74,286 | D | |
| Common Stock | May 6, 2016 | S | 42,586 | $76.00 | D | 31,700 | D | |
| Common Stock | May 6, 2016 | M | 6,912 | $71.17 | A | 38,612 | D | |
| Common StockF1 | May 6, 2016 | S | 6,912 | $76.00 | D | 31,889 | D | |
| Common StockF2 | holding | — | — | — | 437 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $56.12 | May 6, 2016 | M | 949 | D | — | Feb 25, 2023 | Common Stock | 949 | 43,060 | D |
| Stock Options (Right to Buy)F4 | $52.165 | May 6, 2016 | M | 42,586 | D | — | Feb 13, 2024 | Common Stock | 42,586 | 21,294 | D |
| Non-Qualifed Stock Option (right to buy)F5 | $71.17 | May 6, 2016 | M | 6,912 | D | — | Feb 23, 2025 | Common Stock | 6,912 | 53,580 | D |
Explanation of responses
- F1The amount includes exempt purchases made under the Company's stock purchase plan since the date of the last filing on Form 4.
- F2These underlying shares were acquired on a periodic basis by the trustee of the Company's tax qualified Profit Sharing (401(k)) Plan. The information was obtained from the plan administrator as of a current date. The number of shares is based on the account balance of the Company stock fund under the Plan (which includes some money market instruments) divided by the market price of the Company's stock as of that date.
- F3The options, granted on February 25, 2013, vest in three equal annual installments beginning on the first annual anniversary of the grant date.
- F4The options, granted on February 13, 2014, vest in three equal annual installments beginning on the first annual anniversary of the grant date.
- F5The options, granted on February 23, 2015, vest in three equal annual installments beginning on the first annual anniversary of the grant date.