SEC Form 4 · accession 0001022079-16-000211
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Klug
Officer — VP, Corporate Controller
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | A | 797 | $0.00 | A | 2,694 | D | |
| Common StockF2,F3 | Feb 25, 2016 | F | 48 | $66.44 | D | 2,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualifed Stock Option (right to buy)F4 | $66.51 | Feb 25, 2016 | A | 10,315 | A | — | Feb 25, 2026 | Common Stock | 10,315 | 10,315 | D |
Explanation of responses
- F1Represents an award of restricted share units.
- F2Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the vesting of a previous grant of restricted shares.
- F3The amount includes exempt purchases made under the Company's stock purchase plan.
- F4The options vest in three equal annual installments beginning on the first annual anniversary of the grant date.