SEC Form 4 · accession 0001022079-16-000208
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine T. Doherty
Officer — SVP, Clin. Franchise Solutions
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | A | 4,511 | $0.00 | A | 82,583 | D | |
| Common StockF2,F3 | Feb 25, 2016 | F | 422 | $66.44 | D | 82,161 | D | |
| Common StockF4 | holding | — | — | — | 3,712 | I | 401(k)/SDCP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualifed Stock Option (right to buy)F5 | $66.51 | Feb 25, 2016 | A | 58,392 | A | — | Feb 25, 2026 | Common Stock | 58,392 | 58,392 | D |
Explanation of responses
- F1Represents an award of restricted share units.
- F2Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the vesting of a previous grant of restricted share units.
- F3The amount includes exempt purchases made under the Company's stock purchase plan.
- F4These underlying shares were acquired on a periodic basis by the trustee of the Company's tax qualified Profit Sharing (401(k)) and/or Supplemental Deferred Compensation Plan. The information was obtained from the plan administrator as of a current date. The number of shares is based on the account balance of the Company stock fund under each Plan (which includes some money market instruments) divided by the market price of the Company's stock as of that date.
- F5The options vest in three equal annual installments beginning on the first annual anniversary of the grant date.