SEC Form 4 · accession 0001022079-15-000145
QUEST DIAGNOSTICS INC · DGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Ring
Director
Period of report
Jan 1, 2014
Accepted (ET)
Oct 5, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001022079
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | $0.00 | Jan 1, 2014 | A | 191 | A | — | — | Common Stock | 191 | 191 | D |
| Phantom Stock UnitsF2,F1 | $0.00 | Apr 1, 2014 | A | 332 | A | — | — | Common Stock | 332 | 524 | D |
| Phantom Stock UnitsF2,F1 | $0.00 | Jul 1, 2014 | A | 379 | A | — | — | Common Stock | 379 | 903 | D |
| Phantom Stock UnitsF2,F1 | $0.00 | Oct 1, 2014 | A | 379 | A | — | — | Common Stock | 379 | 1,282 | D |
| Phantom Stock UnitsF2,F1 | $0.00 | Jan 1, 2015 | A | 421 | A | — | — | Common Stock | 421 | 1,703 | D |
| Phantom Stock UnitsF2,F1 | $0.00 | Apr 1, 2015 | A | 319 | A | — | — | Common Stock | 319 | 2,022 | D |
| Phantom Stock UnitsF2,F1 | $0.00 | Jul 1, 2015 | A | 274 | A | — | — | Common Stock | 274 | 2,296 | D |
| Phantom Stock UnitsF3,F1 | $0.00 | Oct 1, 2015 | A | 349 | A | — | — | Common Stock | 349 | 2,646 | D |
Explanation of responses
- F1Phantom stock units result from elective deferrals of a director's cash compensation pursuant to the Quest Diagnostics Incorporated Amended and Restated Deferred Compensation Plan for Directors and become payable in cash upon the reporting person's termination of service as a director.
- F2Report late due to an administrative oversight by the Company.
- F3Total number of phantom stock units accrued as of the transaction date in the reporting person's deferred compensation account includes phantom stock units credited as a result of dividend reinvestment transactions exempt from reporting pursuant to Rule 16a-11.